Overview
In this webinar, featuring panellists from 1LoD, 3CR Consulting, Denton Risk Consulting, RIMES and SOTERIA, we discussed:
  • Communications and trades viewed together - The benefits and hidden efficiencies
  • The importance of integrating other data points for context
  • The obstacles to efficient and effective surveillance
  • The pros and cons of buying vs. building
  • Cultural impacts of implementing integrated surveillance
  • Risk assessments and configuration - The keystones of successful risk management
At the end of the panel we provided a short demo of RIMES’ & SOTERIA’s newest unified Market Manipulation and Insider Dealing Detection solution, integrated in the RIMES RegFocusSM Market Surveillance.
Speakers
Steven Nash
Founder
3CR Consulting
Paul Hodge
Co-Founder
1LoD
John Davison
Managing Director
Dentons Risk Consulting LLP
Scott Burke
Regulatory Product Manager
RIMES
Robert Houghton
Creator of SOTERIA
CTO - Insightful Technology
Overview
In this webinar, featuring panellists from 1LoD, 3CR Consulting, Denton Risk Consulting, RIMES and SOTERIA, we discussed:
  • Communications and trades viewed together - The benefits and hidden efficiencies
  • The importance of integrating other data points for context
  • The obstacles to efficient and effective surveillance
  • The pros and cons of buying vs. building
  • Cultural impacts of implementing integrated surveillance
  • Risk assessments and configuration - The keystones of successful risk management
At the end of the panel we provided a short demo of RIMES’ & SOTERIA’s newest unified Market Manipulation and Insider Dealing Detection solution, integrated in the RIMES RegFocusSM Market Surveillance.
Speakers
Steven Nash
Founder
3CR Consulting
Paul Hodge
Co-Founder
1LoD
John Davison
Managing Director
Dentons Risk Consulting LLP
Scott Burke
Regulatory Product Manager
RIMES
Robert Houghton
Creator of SOTERIA
CTO - Insightful Technology
Register below to access the on-demand panel discussion:
* Due to the nature of our events, this webinar is reserved for end-users only. Registrations using personal email address cannot be accepted.
 
 
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